PSA offers a broad range of Ethics & Compliance products that are tailored to our clients’ needs and informed by regulatory requirements and relevant guidance. Our Ethics & Compliance team can scale from database and desktop research to on the ground investigations.

PSA’s core strengths are in analyzing and contextualizing the information gathered. With offices strategically, PSA can provide regional and local context to information by utilizing in-house researchers with deep knowledge of their respective regions. As a result, we currently support clients throughout the world and across every major industry.

PSA’s Open Source Intelligence (OSI) and Enhanced Due Diligence (EDD) reporting services form the baseline elements of our global Ethics & Compliance third-party vetting programs. For a tailored and responsive risk-based solution, each EDD can be combined with additional investigative elements—such as site visits, natural ownership mapping, and interviews with local informed human sources, dramatically increasing the effective reach of each engagement.

ETHICS & COMPLIANCE

SERVICES

null

Open-Source Intelligence (OSI)

  • Human analysts conducting desktop research
  • Collection of all electronically available public records and media
  • Machine-translated local language research
  • Research on one primary entity and up to two secondary individuals

Use Case: OSI Reports are effective in low-risk transactions and in jurisdictions with higher levels of publicly available information.

null

Enhanced Due Diligence (EDD)

  • In-country, human led records collection and information gathering
  • Human-translated local language research
  • Research on one primary entity and up to four secondary individuals

Use Case: EDD reports are effective in jurisdictions that are considered to have medium to high levels of publicly available information.

null

Additional Investigative Elements

  • Beneficial Ownership / Natural
  • Ownership Mapping
  • Discreet Source Commentary
  • Site Visit
  • Further investigative elements as needed

Use Case: EDD reports can be tailored to fit varying risk profiles by adding some or all of these additional elements.

ETHICS & COMPLIANCE CAPABILITY
STATEMENT

PSA’S ETHICS & COMPLIANCE

EXPERIENCE

An EDD on a Mediterranean based energy services company revealed that its key principal had close ties to a national leader in Latin America. During further research on this link it was further revealed that the subject entity was currently under investigation in that country for participation in a high-profile corruption scandal. A natural ownership map created for this Subject entity revealed a convoluted ownership structure that was intended to mask the near complete ownership of the entity by a handful of politically exposed individuals.

An investment firm in a Caucasus nation was found to be part of a family business empire connected to the most powerful political leaders in the country. Not only was its commercial success completely dependent on the good political standing of the family, but this status was increasingly being challenged. On top of this, the exposure of the company included the potential for FCPA action to be taken against existing Western business partners and multiple allegations that the subject engaged in money laundering on behalf of government sanctioned entities.

An inquiry into an African mining company revealed close ties between the owners of the subject company and a national leader. Sources interviewed as part of an expanded EDD investigation revealed the reliance of the subject company on government favors as well as the entanglement of the company’s key principals in a range of ongoing high-profile scandals and national-level political disputes.

Request more information from our Ethics & Compliance team

Join our mailing list